US Residents:
Commissions:
Equities, ETF’s - $8.95
Options - $1 a contract ($10 minimum)
Non-US Residents:
Commissions:
Equities, ETF's - $12.95
Options - $1.50 a contract ($14.95 minimum)
Broker assisted trades: Additional $15, subject to broker discretion
Mutual Funds: $25
Option Exercise $9.95
US Residents:
Access to Alpha Plan is free with a monthly minimum commission of $20 for delayed data, otherwise your account will be assessed with a $8.95 access fee.
Free Silver Real Time data package is available with a monthly minimum commission of $150, otherwise your account will be assessed a $20 access fee.
For $150 generated in commission, you will receive a $20 credit towards your real-time data package.
Non-US Residents:
Access to Alpha Plan is free with a monthly minimum commission of $30 for delayed data, otherwise your account will be assessed with a $8.95 access fee.
Free Silver Real Time data package is available with a monthly minimum commission of $150, otherwise your account will be assessed a $20 access fee.
For $150 generated in commission, you will receive a $20 credit towards your real-time data package.
Data Plans
Basic Delayed Data - $8.95 a month
Silver - Real Time Data Package NYSE, Nasdaq, AMEX and OPRA - $20
Gold - Real Time Data Package NYSE, Nasdaq, AMEX, OPRA and OTCBB - $26
Additional features that can be added to a Silver or Gold package:
US Level 1 Major Indices (NASDAQ, NYSE and DOW) - $4
NASDAQ Level 2 - $11
OTC Level 2 - $11
For Real Time Data, please complete Real Time Data Request form and return to cs@plannersecurities.com
Inactive Accounts:
Due to an increase in clearing and operating costs, as of January, 1st 2017, accounts not enabled for web trading access or do not execute a commission generating transaction within a calendar month period, will be assessed an account maintenance fee of $8.95 a quarter.
| Banking Service | Fees |
|---|---|
| Outgoing Wire Transfers (Domestic Bank) | $30.00 per wire |
| Outgoing Wire Transfers (Foreign Bank) | $50.00 per wire |
| Incoming Wire Transfers (Domestic Bank) | $8.00 per wire |
| Incoming Wire Transfers (Foreign Bank) | $14.00 per wire |
| Paper Check Draft (USD) Domestic | $5.00 per check |
| Paper Check Draft (USD) International | $10.00 per check |
| Returned Checks / ACH / Wires and Recalls (Including amendments/repairs) | $30 per item |
| ACH Notice of Correction | $5.00 per notice |
| Stop Payments on Apex Issued Checks | $30.00 each |
| Check Copies | $15.00 each |
| Third Party Distribution Notification | $2.00 per notification |
| Prepayment | $20.00 if amount is less than $10,000. If amount is over $10,000, 0.2% of unsettled amount. |
| Overnight Mail – Domestic | $50.00 per request |
| Overnight Mail – International | $100.00 per request |
| Miscellaneous | Fees |
|---|---|
| Postage and Handling (Paper Only) | |
| Confirms | $3.00 per confirm |
| Statements (monthly and quarterly) | $6.00 per statement |
| Outgoing ACAT Transfers | $100.00 per account |
| DTC Delivery | $30.00 per security |
| Foreign Free Receives/Delivers | $45.00 per transaction |
| TOD Account Transfer Fee | $200.00 per transfer |
| Reorganization Activity | |
| Dividend Check | $5.00 per item |
| Domestic Voluntary / Post Actionable Reorgs | $50.00 per CUSIP per Account |
| International Voluntary / Post Actionable Reorgs | $100.00 per CUSIP per Account |
| Death Put | $100.00 per request |
| Reorg Physical Processing Fee | $125.00 plus Transfer agent fee |
| Reorg Wire Fee (Domestic) | $25.00 each |
| Reorg Wire Fee (International) | $50.00 each |
| Margin Sell out Fee | $25.00 per ticket |
| Mailgrams / NYSE Extensions | $25.00 per item |
| Short Forced Buy-In Fee | $25.00 per ticket |
| Securities Processing | Fees |
|---|---|
| DRS Transaction | $125.00 per security |
| DWAC | $125.00 per event |
| DWAC/DRS Reject | $125.00 per security |
| Non-transferable stocks | $12.50 per month each |
| $300.00 per security | |
| Physicals – Deposit | |
| Safekeeping – Limited Partnerships/Private Placements | $25.00 each per month |
| Lost Certificate Replacement | 3% of Certificate Value($250.00 minimum) |
| Securities Processing | Fees |
|---|---|
| Physicals – Deposit | |
| Domestic | $300.00 per security |
| Foreign | $350.00 per security |
| Physicals - Foreign Accommodation Transfer | $350.00 per security |
| Foreign Security Transfers Fee | $50.00 per security |
| Rush Transfer and Ship | $350.00 per security |
| Safekeeping Monthly | $5.00 per account per cusip |
| Deliver to AOR | $60.00 per withdrawal |
| Electronic to Physical Certificate Conversion | $900.00 per security |
| Balance | Rate Calculation | Rate as of 12/1/2015 |
|---|---|---|
| $1,000,000+ | PBR% | 4.50% |
| $500,000 ~ $999,999 | PBR% + 0.50% | 5.00% |
| $250,000 ~ $499,999 | PBR% + 1.50% | 6.00% |
| $100,000 ~ $249,999 | PBR% + 2.00% | 6.50% |
| $50,000 ~ $99,999 | PBR% + 2.50% | 7.00% |
| $10,000 ~ $49,999 | PBR% + 2.75% | 7.25% |
| $0.1 ~ $9,999 | PBR% + 3.00% | 7.50% |
Planner’s Base Rate (PBR) is 4.50%. Margin rates effective 12/21/2018.
| Cash Balance | Rate |
|---|---|
| $0 - $24,999 | 0.07% |
| $25,000 - $99,999 | 0.08% |
| $100,000 - $499,999 | 0.10% |
| $500,000 - $999,999 | 0.20% |
| $1,000,000 + | 0.45% |
Effective July 1, 2019